203 REDWOOD SHORES PARKWAY: SUITE 203: City State/Province/Country. REDWOOD CITY: CALIFORNIA: 94065: 650-687-3400: 3. The laws of the State in which the issuer. Sandpiper Elementary School located in Redwood City, California - CA. Find Sandpiper Elementary School test scores, student-teacher ratio, parent reviews and teacher stats. We're an independent nonprofit that provides parents with in-depth school quality information. 203 REDWOOD SHORES PARKWAY, SUITE 230: City State/Province/Country. REDWOOD CITY: CALIFORNIA: 94065: 650-687-3400: 3. The laws of the State in which the issuer. Suk Lee has an office in Redwood City, CA and has been licensed for 19 years. This attorney handles cases in Antitrust & Trade Law, Intellectual Property and attended Santa Clara University School of Law.
- State Dating Laws In Redwood Shores Calif
- State Dating Laws In Redwood Shores Ca
- State Dating Laws In Redwood Shores California
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D
Notice of Exempt Offering of Securities
| | OMB APPROVAL | | OMB Number: | 3235-0076 | | Estimated average burden | | hours per response: | 4.00 |
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Thomas Wallerstein - Colt Wallerstein LLP. Thomas Wallerstein Colt Wallerstein LLP 3 Lagoon Drive Redwood Shores, CA 94065.
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001601059 | | Corporation | | X | Limited Partnership | | Limited Liability Company | | General Partnership | | Business Trust | | Other (Specify) |
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| Name of Issuer |
|---|
| Fintan Partners Specialty Credit Fund I, L.P. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2014 | | Yet to Be Formed |
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2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Fintan Partners Specialty Credit Fund I, L.P. |
| Street Address 1 | Street Address 2 |
|---|
| 203 REDWOOD SHORES PARKWAY, SUITE 230 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| REDWOOD CITY | CALIFORNIA | 94065 | 650-687-3400 |
3. Related Persons
| Last Name | First Name | Middle Name |
|---|
| Klikoff | Alexander |
| Street Address 1 | Street Address 2 |
|---|
| 203 Redwood Shores Parkway | Suite 230 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Redwood City | CALIFORNIA | 94065 |
| Relationship: | X | Executive Officer | Director | Promoter |
|---|
Clarification of Response (if Necessary):
| Last Name | First Name | Middle Name |
|---|
| Cheung | Josephine |
| Street Address 1 | Street Address 2 |
|---|
| 203 Redwood Shores Parkway | Suite 230 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Redwood City | CALIFORNIA | 94065 |
| Relationship: | X | Executive Officer | Director | Promoter |
|---|
Clarification of Response (if Necessary):
| Last Name | First Name | Middle Name |
|---|
| Harrison | Andrew |
| Street Address 1 | Street Address 2 |
|---|
| 203 Redwood Shores Parkway | Suite 230 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Redwood City | CALIFORNIA | 94065 |
| Relationship: | X | Executive Officer | Director | Promoter |
|---|
Clarification of Response (if Necessary):
| Last Name | First Name | Middle Name |
|---|
| Cantor Fitzgerald Asset Management Holdings, LLC | - |
| Street Address 1 | Street Address 2 |
|---|
| 110 E. 59th Street |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| New York | NEW YORK | 10022 |
| Relationship: | X | Executive Officer | Director | Promoter |
|---|
Clarification of Response (if Necessary):
Sole owner of Investment Manager| Last Name | First Name | Middle Name |
|---|
| Fintan Partners LLC | - |
| Street Address 1 | Street Address 2 |
|---|
| 203 Redwood Shores Parkway | Suite 230 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Redwood City | CALIFORNIA | 94065 |
| Relationship: | X | Executive Officer | Director | Promoter |
|---|
Clarification of Response (if Necessary):
Investment Manager and Sole Member of the General Partner| Last Name | First Name | Middle Name |
|---|
| Fintan Partners Specialty Credit GP, LLC | - |
| Street Address 1 | Street Address 2 |
|---|
| 203 Redwood Shores Parkway | Suite 230 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Redwood City | CALIFORNIA | 94065 |
| Relationship: | X | Executive Officer | Director | Promoter |
|---|
Clarification of Response (if Necessary):
General Partner4. Industry Group
| Agriculture | | Banking & Financial Services | | Commercial Banking | | Insurance | | Investing | | Investment Banking | | X | Pooled Investment Fund | | X | Hedge Fund | | Private Equity Fund | | Venture Capital Fund | | Other Investment Fund |
| Is the issuer registered as
an investment company under
the Investment Company
Act of 1940? | | | Other Banking & Financial Services |
| | Business Services | | Energy | | | | | | |
| | Health Care | | | | | | | Manufacturing | | Real Estate | | | | | |
| | Retailing | | Restaurants | | Technology | | | | | Travel | | | | Tourism & Travel Services |
| | | Other |
|
5. Issuer Size
| Revenue Range | OR | Aggregate Net Asset Value Range |
|---|
| No Revenues | No Aggregate Net Asset Value |
| $1 - $1,000,000 | $1 - $5,000,000 |
| $1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 |
| $5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 |
| $25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 |
| Over $100,000,000 | Over $100,000,000 |
| Decline to Disclose | X | Decline to Disclose |
| Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| Rule 504(b)(1) (not (i), (ii) or (iii)) | | Rule 504 (b)(1)(i) | | Rule 504 (b)(1)(ii) | | Rule 504 (b)(1)(iii) | | Rule 505 | | X | Rule 506(b) | | Rule 506(c) | | Securities Act Section 4(a)(5) |
| | X | Investment Company Act Section 3(c) |
| | Section 3(c)(1) | Section 3(c)(9) |
| | Section 3(c)(2) | Section 3(c)(10) |
| | Section 3(c)(3) | Section 3(c)(11) |
| | Section 3(c)(4) | Section 3(c)(12) |
| | Section 3(c)(5) | Section 3(c)(13) |
| | Section 3(c)(6) | Section 3(c)(14) |
| |
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7. Type of Filing
| New Notice | Date of First Sale | 2014-03-01 | First Sale Yet to Occur |
| X | Amendment |
8. Duration of Offering
| Does the Issuer intend this offering to last more than one year? | |
9. Type(s) of Securities Offered (select all that apply)
| X | Equity | X | Pooled Investment Fund Interests |
| Debt | Tenant-in-Common Securities |
| Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities |
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) |
10. Business Combination Transaction
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | |
Clarification of Response (if Necessary):
11. Minimum Investment
| Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
| Recipient | | Recipient CRD Number | X | None |
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| (Associated) Broker or Dealer | X | None |
| | (Associated) Broker or Dealer CRD Number | X | None |
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| Street Address 1 | Street Address 2 |
|---|
| City | State/Province/Country | ZIP/Postal Code |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States | All States |
| |
13. Offering and Sales Amounts
| Total Offering Amount | USD | |
| Total Amount Sold | $55,003,000 | USD |
| Total Remaining to be Sold | USD | |
Clarification of Response (if Necessary):
14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | |
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
| Sales Commissions | $0 | USD | |
| Finders' Fees | $0 | USD | |
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
The Investment Manager and its affiliates may receive a quarterly fee based on the opening capital account balance of each Limited Partner.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
| In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
- Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| Issuer | Signature | Name of Signer | Title | Date |
|---|
| Fintan Partners Specialty Credit Fund I, L.P. | /s/ Josephine Cheung | Josephine Cheung | Chief Financial Officer of the Investment Mgr of the Issuer | 2015-01-21 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ('NSMIA') [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are 'covered securities' for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.
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Gray•Duffy, LLP
555 Twin Dolphin Drive
Suite 300
Redwood City, CA 94065
Phone
650.365.7343
Fax
650.365.6225
E-mail
Internet
Education
- University of Pacific McGeorge School of Law (JD, 1975)
- Stanford University (BA, 1971)
Partner
Richard M. Williams, Partner with Gray•Duffy, LLP, has more than 43 years of complex litigation experience including class action matters, and has tried more than 40 cases to verdict in both state and federal courts. His practice covers a breadth of litigation matters including product and premises liability, catastrophic and other personal injury, public entity defense, professional negligence, real estate, intellectual property, employment and unfair business practices.
Mr. Williams works closely with clients to analyze the essence of a dispute with the goal of resolving cases in an efficient and cost effective manner. He successfully represents a wide range of clients including insurance companies, self-insured organizations and third party administrators, small to mid-size businesses, higher education organizations, major grocery stores, school districts, contractors, property management firms and funeral industry professionals (mortuaries, cemeteries and crematories).
With extensive experience in alternative dispute resolution, Mr. Williams has been involved in more than 900 cases as an acting judge pro tem, special master, arbitrator or mediator. He has been trained by and mediated cases for the First, Second and Sixth District Courts of Appeal. Mr. Williams currently sits on mediation panels of the San Francisco, San Mateo and Santa Clara County Superior Courts. Mr. Williams is on the Neutral Panel for the Santa Clara County Bar Association. His mediation experience has included cases involving intellectual property, clergy abuse, personal injury, business litigation, professional liability, real estate and employment disputes.
Mr. Williams also previously served on the Board of Governors of the California Trial Lawyers Association (now the Consumer Attorneys of California) and has led trial advocacy seminars for continuing education courses (CEB, ALI and ADC) as well as instructed classes in law and our court system to local high school students. He has also coached high school football and baseball.
Mr. Williams obtained his B.A. from Stanford University in 1971 and his J.D. from University of Pacific McGeorge School of Law in 1975. He is a Martindale-Hubbell AV-rated attorney.
Professional Affiliations
- Federal Bar Association
- California State Bar Association
- Litigation Section of the State Bar
- Association of Defense Counsel
- American Arbitration Association
State Dating Laws In Redwood Shores Calif
Community Associations
- Santa Clara County Bar Association
- Bar Association of San Francisco
- San Mateo County Bar Association
Recognition and Awards
- AV® Preeminent™ Peer Review Rated by Martindale-Hubbell
- Northern California Super Lawyer
Speaking Engagements
Mr. Williams has carried out numerous speaking engagements for various audiences including insurance companies, national and state cemetery organizations, cremation and funeral associations, private businesses, real estate brokers, insurance brokers and corporate counsel. He has presented a wide range of topics such as risk management, litigation avoidance, commercial litigation, bad faith, professional liability, complying with statutory requirements, and real estate disclosure regulations.
State Dating Laws In Redwood Shores Ca
Legal Writings, Articles and Publications
State Dating Laws In Redwood Shores California
- Article: “The New Consumer Privacy Laws: What You Can Do Now To Comply“
Published: Auto Success
August 2019 - Article: “Efficient Mediation: The Fastest Route to the Goal Line“
Published: Daily Journal
November 2018 - Article: “Successor Liability In Calif.: Where To Point The Finger”
Published: Law360
August 2015 - Article: “A Litigator’s View of the Special Employer Doctrine”
Published: Employee Benefit Plan Review
July 2013 - Article: “Claiming Victory”
Published: Risk & Insurance magazine
July 2013 - Article:“A Moveable Feast: The Key to a Successful Mediation”
Published: The Recorder
October 2011 - Article: “Clergy Abuse: Mediating an American Tragedy”
Published: Daily Journal
October 2011 - Article: “The Role of the Spouse in Mediation”
Published: Daily Journal
September 2011 - Article:“The (Overlooked) Advantages of Pre-Suit Mediation”
Published: The Recorder
April 2011 - Article: “How to Avoid Risk & Expensive Litigation”
August 2005 - Article: “Pets In the City: A Legal Perspective”
July 2002